Vetting all your research and Statement of Advice can be time consuming given the delays by your dealer group’s compliance team, but is the wait worth it?
Would you feel comfortable showing your Fact Find or Working Papers to a client?
Have you fallen into the bottomless pit of never ending despair while your authority to access information is being processed?
- Meet The Manager – Q/A with Microequities Asset Management CIO, Carlos Gil January 5, 2020 william@firstclasswealth.com.au
- Fee-Based vs Percentage-Based – Which Advice Fee Is Better? November 21, 2019 Sharon Lee
- 4 Types Of Clients That May Make Or Break Your Advice Practice November 20, 2019 Sharon Lee
- Chats With Champions – John Walker, Optimal Wealth Solutions November 14, 2019 Sharon Lee
- Some Superheroes Don’t Wear Capes September 12, 2019 Sharon Lee
- Insurance For Pre-Existing Conditions August 26, 2019 Sharon Lee
- New Layers of Scrutiny Are Coming August 20, 2019 Sharon Lee
- Increase Employee Engagement, Motivation and Participation July 25, 2019 Sharon Lee
- The Loyalty Edge for Financial Planners July 11, 2019 Scott Miller
- Should you use vetting for all your research? May 28, 2019 Scott Miller
Recent Comments